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“Tread carefully” – the UK Parliament as a human rights “defender” within the Northern Ireland devolution framework.


Leah Rea examines the role of the UK Parliament in ensuring compliance with the UK’s obligations under international human rights law within the context of devolution, in the absence of legislative intervention from successive UK Governments to address inaction by the Northern Ireland Executive.

Human rights discourse occupies a prominent role in Northern Ireland’s politics, with the issue of rectifying state non-action of protection of human rights arguably as old as the province itself. As evidenced by both historic and contemporary legislative records, the progression of human rights standards in Northern Ireland has always been problematic. The example of the 1960s civil rights movement illustrates both the historic propensity for the politicisation of human rights in the region, and the difficulty of securing legislative change in i) the absence of progression at devolved level, and ii) the absence of intervention by the UK Government, particularly when the Government evades international obligations. In recent years, the discussion has been framed within the context of devolution, focusing on where does legislative competency reside, and specifically, at what political juncture can legislative intervention be sought from the UK Parliament to rectify human rights issues in Northern Ireland? As we wait on the Northern Ireland Office (‘NIO’) to implement the pledge made by the Secretary of State for Northern Ireland to introduce the draft Irish language legislationpublished in conjunction with The New Decade, New Approach Agreement 2020, it is worth recalling the UK Parliament’s role as a human rights “defender” vis-á-vis the operation of the Sewel Convention in the context of Northern Ireland’s abortion law between 2018-2019.

Using parliamentary procedure to highlight human rights

Following an early election in March 2017, agreement to form the Northern Ireland Executive could not be reached and subsequently the devolved institutions did not function in Northern Ireland until January 2020. During this time, there were key developments in the recognition of the human rights violations arising from the then law governing abortion in Northern Ireland. In light of these, parliamentary procedure was utilised within the House of Commons to raise the particular matter of human rights in relation to abortion law in Northern Ireland, the UK Government’s corresponding non-compliance with international human rights law, and the need for legislative intervention in the absence of the devolved institutions.

Emergency Debate and navigating Sewel

Following the referendum result to repeal the Eighth Amendment to the Irish Constitution, the constitutional prohibition on accessing abortion, grassroots movements in Northern Ireland called for urgent legal reform to address widening geographical disparity in abortion access and human rights. With the Abortion Act 1967 limited in territorial application to Great Britain, the then legal framework in Northern Ireland comprised of sections 58 and 59 of the Offences Against the Person Act 1861: abortion was only legal to protect the mother’s life, or cases where her mental and/or physical health was seriously at risk, and could not be accessed in cases of Fatal Fetal Abnormality (FFA), rape and incest. 

The development invoked fresh political impetus: Labour backbencher Stella Creasy MP utilised Standing Orders (No 24) to bring an emergency debate to the House of Commons on 5 June 2018 for the House to consider its role in repealing sections 58 and 59 of the 1861 Act. Creasy aimed to bring the operational impact of the 1861 Act to the attention of the House – and commence the argument that in the absence of a sitting Assembly, it was the responsibility of the UK Government under international human rights law to legislate to address human rights violations in Northern Ireland. 

In the context of Northern Ireland, Creasy referenced the findings of the UN CEDAW Committee inquiry that women and girls had been subjected to “grave and systemic violations of rights”. Conscious there were concerns regarding undermining the constitutional arrangements of devolution, Creasy emphasised the 1861 Act continued to operate across the UK, so Parliament was required to act to remedy the issue on a UK-wide basis. However, she noted the Belfast/Good Friday Agreement 1998 provided for the UK Government “to legislate as necessary” to ensure the UK’s “international obligations” are met in respect of Northern Ireland. Conversely, the then Secretary of State for Northern Ireland upheld the Sewel Convention, stating as abortion was a devolved matter it “would not be appropriate for Westminster” to intervene. Ultimately, the House resolved its affirmation of the motion – and its role as a human rights “defender”.

The Urgent Question and a change in tactics

Shortly after the emergency debate, on 7 June 2018, the UK Supreme Court delivered its judgment in the judicial review brought by the NIHRC against the Department of Justice under the Human Rights Act 1998 on the basis the existing law violated Articles 3, 8 and 14 ECHR of women and girls by criminalising abortion access for FFA, rape and incest. A majority of the Court determined the law was incompatible with Art 8 ECHR in respect of not providing access to women and girls in these circumstances. Responding to the judgment, Creasy availed of procedure to ask an urgent question. In this instance, Creasy directly challenged the Secretary of State for Northern Ireland on the Government’s position of the incompatibility of the 1861 Act with human rights, further urging for the Government to progress the draft Domestic Abuse Bill and adopt it as a vehicle to repeal sections 58 and 59 on a UK-wide basis. She called upon the House, with “its responsibility” under the 1998 Agreement to uphold human rights in Northern Ireland, to “do our job” and call for legislative action. Again, the Secretary of State for Northern Ireland invoked the Sewel convention, asserting the matter was within the legislative competence of the devolved institutions and so the responsibility of Northern Ireland politicians alone, and would not commit to recognising the UK Government’s obligations under international law.

Westminster intervenes: the Northern Ireland (Executive Formation) Bill

Political negotiations continued in Northern Ireland throughout 2019, and by June 2019 the period outlined within s1 of the Northern Ireland (Executive Formation and Exercise of Functions) Act 2018 for Executive formation had expired. To enable the continuation of negotiations, the Secretary of State introduced The Northern Ireland (Executive Formation) Bill to extend the available timeframe. Illustrating the UK Government’s need for the Bill to come into effect promptly, the Bill was subjected to a fast-track process. Whilst this process usually restricts Parliament’s ability to scrutinise Government Bills, in this instance the accelerated schedule proved feasible for tricky amendments to challenge the Government to uphold its international obligations. Creasy availed of the situation, tabling an amendment (New Clause 10) which obligated the Secretary of State, in the event of continued absence of devolved government in Northern Ireland, to implement the 2018 recommendations of the UN CEDAW Committee. This marked a significant change in Creasy’s tactics: here now was an attempt for direct legislative action from Westminster to rectify human rights issues in Northern Ireland. The Sewel Convention notwithstanding, the amendment was accepted by the Speaker’s Office for consideration.

Proposing her amendment at Committee stage, Creasy acknowledged the House must “tread carefully” in relation to achieving a balance between respecting the devolution arrangement and upholding human rights standards, but affirmed the role of Parliament as a human rights “defender”, emphasising the obligations of the House in accordance with the Belfast/Good Friday Agreement as regards safeguarding human rights in Northern Ireland. She submitted the UK Parliament had failed to adhere to its obligations and had a responsibility to intervene in the continued absence of devolved government. 

Responding for the Government, Minister for the NIO, John Penrose stated devolved issues should be the responsibility of the devolved institutions; Parliament should “tread carefully” within the devolved context. The pattern of affirming Sewel then ceased, as the Minister acknowledged the prolonged absence of devolved government in Northern Ireland, and “the result” of which was the list of human rights related amendments. The Minister further noted amendments on issues of conscience, such as the Creasy amendment, were “traditionally free votes” and confirmed the Government would not “break that important principle”. In the absence of a whipping operation Creasy’s amendment was approved by a parliamentary landslide of 332 votes to 99. The Bill as amended was subsequently carried at Third Reading and came into force on 9 July 2018. 

Whither Sewel?

It is interesting to chart the developments in this case study as regards navigating the Sewel Convention. Creasy initially sought to uphold Sewel: her original proposal was for the May Government to repeal the relevant sections of the1861 Act via the draft Domestic Abuse Bill and on a UK-wide basis, using the situation of human rights concerns in Northern Ireland as grounds for the necessity of this. However, following the judgment of the Supreme Court just two days later, Creasy emphasised the House’s particular role under the 1998 Agreement as regards human rights in Northern Ireland and urged for the May Government to directly intervene in light of the political vacuum in Northern Ireland. Her successful amendment to the 2019 Act therefore marked a turning point for the Sewel Convention, suggesting that in the event of a human rights violation in the devolved administrations, the UK institutions may intervene on the grounds of their role as final guarantors of human rights obligations in international law. Can we now interpret “will not normally legislate” in the context of upholding international human rights? Equally, we must consider that the requirement of consent under Sewel was a determining factor: in the absence of the devolved institutions, consent could not be acquired.

Moreover, the case study appears to suggest in the situation of a conflict between the convention of free votes upon conscience issues and the Sewel convention affirming devolved legislative competencies, the former takes precedence. Could the role of the UK Parliament as a human rights “defender” depend on individual Parliamentarians according to their own conscience? Or, was relying on the conscience convention an exercise in political expedience for the May Government to navigate the situation Creasy had created with her significant amendment in a tight timeframe? As the NIO recently introduced the The Abortion (Northern Ireland) Regulations 2021 – which empower the Secretary of State to issue direction to comply with the 2018 UN CEDAW Committee recommendations in Northern Ireland – in light of ongoing failure of the Northern Ireland Executive to fully commission abortion services, and so continuing with Westminster intervention in Northern Ireland, the situation on a contentious issue remains complex. The problem of human rights progression in Northern Ireland goes on.

Leah is a PhD Researcher at the Transitional Justice Institute at Ulster University. Her research focuses on examining the relationship between constitutional conventions established by devolution settlements, and the progression (or hindrance) of human rights standards in Northern Ireland. This blog post is based on a paper delivered at the PSA Parliaments Conference 2021.

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The Owen Patterson Scandal: Standards, Trust and Democratic Norms

By Chris Monaghan, Caroline Bhattacharya and Alexandra Meakin

NB The views expressed in this blog post do not reflect the view of PSA Parliaments

The resignation of Owen Paterson as Member of Parliament for North Shropshire, following revelations that he had been paid half a million pounds to lobby ministers has highlighted  what may be an uncomfortable truth, that many MPs supplement their parliamentary salary with taking on second or indeed third jobs. The extent of this practice has been forced into the open, with newspaper reports highlighting that the former Attorney-General Sir Geoffrey Cox had spent substantial time undertaking paid work (earning £700,000) for the British Virgin Islands. 

The focus on this blog will be the Paterson scandal. The blog will outline the events that gave rise to the controversial attempt by the government to protect Paterson from sanction, and in doing so revealed the problems with regulating the conduct of Members of Parliament and holding them to account for engaging in lobbying. The blog will then place the scandal within a broader context. 

Factual background

In response to the revelation in The Guardian that Paterson had been paid £500,000 to lobby ministers, an investigation was commenced by the Parliamentary Standards Commissioner, Kathryn Stone, who found that Paterson had  breached the rules relating to paid advocacy, declaration of interests, and the use of parliamentary facilities. Her findings were considered by the House of Commons Standards Committee—comprising four Conservative MPs, two Labour MPs, one Scottish National Party MP and seven lay members—who concluded:

“This is an egregious case of paid advocacy. Previous instances have led to suspensions of 18 days, 30 days and six months. Each of Mr Paterson’s several instances of paid advocacy would merit a suspension of several days, but the fact that he has repeatedly failed to perceive his conflict of interest and used his privileged position as a Member of Parliament to secure benefits for two companies for whom he was a paid consultant, is even more concerning. He has brought the House into disrepute. We therefore recommend that Mr Paterson be suspended from the service of the House for 30 sitting days”.

It is customary for the recommendations of the Standards Committee to be approved by MPs without a vote. Ahead of the vote on the suspension of Paterson, however, the former Leader of the House of Commons, Dame Andrea Leadsom, tabled an amendment, signed by 59 MPs, to the motion, declining to endorse the suspension until and if by a specially-formed select committee reviewed the “clearly flawed” standards system for MPs. The Government enforced a three-line whip on the vote and Dame Andrea’s amendment was passed by 250 to 232 Members of Parliament, with only two non-Conservative MPs voting in favour (one of whom was Rob Roberts MP, who had been elected as a Conservative prior to losing the Whip when he was suspended for a separate breach of standards rules). (It is important to note, however, that from the Conservative backbenches, 98 MPs did not vote and thirteen voted against the government). 

Any celebrations for ministers were short-lived, however, as the Government was forced into a U-turn almost immediately when the opposition parties made clear that they would not serve on the proposed new select committee. Just hours after the Leader of the Commons, Jacob Rees-Mogg, pledged to work on a “cross-party basis to achieve improvements in our system for future cases”, Paterson resigned as a Member of Parliament, triggering a by-election for December 2021. The Government’s initial approach was heavily criticised and it was seen by opponents and many commentators as shielding one of its own supporters and undermining the accountability of members for breaches of parliamentary rules. Ministers have acknowledged the Government’s mistake and described the U-Turn as the ‘grown-up thing’ to do (Nadhim Zahawi MP, BBC News). The Government has formally asked the Commons to rescind the motion establishing the new Committee, and Paterson’s resignation has meant that he will avoid any suspension. 

Analysis 

Paterson has resigned, the government has apologised and conceded its mistake. However, this does not negate the sense of double standards and the concern that the Johnson administration is further tarred with the taint of corruption. It has further reignited debate over the number of Members of Parliament who have second jobs. While MPs are barred from acting as “a paid advocate in any proceeding of the House”, there is no universal restriction on second jobs.  Just under a third of all Members of Parliament have additional income to their official parliamentary salary, and although this does not just affect one party (the Leader of the Official Opposition, Sir Keir Starmer reportedly received £70,000 for legal advice from private companies), the party with the highest proportion of MPs with second jobs is the Conservative Party (It should be noted that neither Sir Geoffrey Cox nor Sir Keir Starmer are accused of engaging in lobbying on behalf of their clients). A study by Weschle shows that Conservative MPs with a second job ask more parliamentary questions, and that these questions are targeted at larger ministries with more procurement spending and often concern internal policies (such as the state or planning of projects). 

There have been some defences of outside interests: Cabinet Office Minister Steve Barclay argued that there is “value in MPs having a continued connection with the world outside of politics”. Legal commentator Joshua Rozenberg has defended Sir Geoffrey Cox, partly due to the need to attract practicing lawyers to serve both in Parliament and as law officers—the ministerial roles of attorney general, solicitor general and advocate general for Scotland. Such arguments have often caused past efforts to bar MPs from holding certain outside interests to fail to gather sufficient support (e.g. the Private Members’ Bills tabled by Peter Bradley in 2002 and Martin Salter in 2007 and the Committee on Standards in Public Life’s recommendations in 2018). Following the Paterson scandal, however, Sir Keir Starmer’s intention to table a motion to ban MPs from paid consultancies or directorships may prove more successful.

The broader decline of trust in parliamentarians and Parliament itself is a matter of concern. New polling by the Committee on Standards of Public Life found that 44% of people rated the standards of conduct of MPs as quite or very low, compared to only 20% taking a positive view, and noted the progressively lower scores reported since 2002. The Hansard Society’s latest Audit of Political Engagement found that 72% of the public believe that our system of parliamentary government needs ‘quite a lot’ or ‘a great deal’ of improvement. 

In their book How democracies die: What history tells us about our future, Levitsky and Ziblatt remind us that “[d]emocratic backsliding today begins at the ballot box” (p. 5). In other words, nowadays it is more often elected governments than men with arms who seek to undermine democracy, and often “democracies erode slowly, in barely visible steps” (p. 3). Democracy is safeguarded by institutions such as parliament and written laws and rules upheld by independent courts, but, Levitsky and Ziblatt argue, at least as important are unwritten democratic norms:

Norms are […] shared codes of conduct that become common knowledge within a particular community or society – accepted, respected, and enforced by its members. Because they are unwritten, they are often hard to see, especially when they’re functioning well. […] Like oxygen or clean water, a norm’s importance is quickly revealed by its absence. When norms are strong, violations trigger expressions of disapproval, ranging from head-shaking and ridicule to public criticism and outright ostracism. And politicians who violate them can expect to pay a price. (p. 102)

When applying these arguments to the parliamentary setting, we can make a strong case that parliament as a democratic institution and the norms that underpin parliamentary democracy need to be defended first and foremost from within. And this task does not fall merely on the shoulders of the Speaker of the House of Commons as the highest representative of parliament and ‘conductor’ of parliamentary proceedings, but is a responsibility that should be shared by all parliamentary actors.

The main problem was not Owen Paterson. (There will always be some bad apples among the bunch.) The key issue was that the government – with the help of their Commons majority and key parliamentary figures such as the current and former Leaders of the House – (a) denied the legitimacy of the outcome of the parliamentary procedure to investigate and sanction MPs’ rule-breaching behaviour and (b) proposed to overhaul the institutional system for evaluating parliamentary standards, also retrospectively for the Paterson case.

Lord Evans, Chair of the Committee on Standards in Public Life, said on 4 November:

[I]t cannot be right to propose that the standards system in the House of Commons should be reviewed by a Select Committee chaired by a member of the ruling party, and with a majority of members from that same party. This extraordinary proposal is deeply at odds with the best traditions of British democracy. The political system in this country […] is a common good that we have all inherited from our forebears and that we all have a responsibility to preserve and to improve.

The two important norms at play here are the acceptance of outcomes of democratic processes (in this case the standards inquiry system) and what Levitsky and Ziblatt call ‘institutional forbearance’, that is the exercise of self-restraint and acting not only in the letters of the law but also in its spirit. The government’s actions in parliament undermined both these values. By imposing a three-line whip on its MPs, the government did not only interfere in what is generally seen as parliamentary business but also signalled that defiance would be considered a serious breach of party loyalty with potential consequences. (Angela Richardson, who abstained, lost her job as a Parliamentary private secretary – before being reappointed after the government’s U-turn.)

High levels of party unity are a key feature of a well-functioning parliamentary system. But a parliamentary party group cannot always be perfectly cohesive in their viewpoints, and when divergence emerges, party leaders usually have an array of institutional tools at their disposal to impose discipline. During every MP’s time in office, occasions will arise when their constituency interests and/or personal views and convictions will stand at odds with the official party line. Those are the moments when an MP needs to decide whether to stay silent for the sake of party loyalty or publicly communicate and act on their dissent, in full awareness that a roll-call vote stays in the historical records. When the issue at stake is not a specific policy but essential democratic norms and procedures, the option to stay silent is a particularly serious one, as MPs fail to fulfil their role as guardians of parliamentary democracy.

On 3 November, 248 Conservative MPs voted in favour of the Leadsom amendment, 13 voted against and a few more abstained and publicly voiced their objection such as the ‘Father of the House’, Sir Peter Bottomley. The government’s U-turn indicates that the broad public outrage and presumably conversations among members of the Conservative Party behind closed doors (and sometimes apparently in semi-public view) have succeeded in safeguarding parliamentary democracy in this instance. But this was not the first time and is unlikely to be the last time that the Johnson government seeks to tighten the executive grip on parliament, and that Conservative MPs must decide when the defence of the role of parliament, democratic norms and ethical principles is more important than party-political goals and personal ambitions.

This post was originally published on the Political Studies Association Blog.

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What does ‘evidence’ mean to MPs and officials in the UK House of Commons?

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© Irish Times
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Post-Legislative Scrutiny in Paris and London

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Monitoring Westminster: who is watching parliament?

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Panopticon – Wikipedia Commons
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Liaison Committee: A Prime Ministerial Performance?

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©BBC News online
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Social distancing meets political distancing: scrutiny in a digital parliament

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Parliamentary Standards – the battle to retain control

Richard Kelly of the House of Commons Library provides an overview of recent developments in the field of parliamentary standards. The blog discusses how institutional arrangements have evolved in response to a series of significant events such as scandals related to ‘cash for questions’ and MP’s expenses.

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Keeping Track of the EEC – Commons Committees and Europe in the 1970s and 1980s

Dr Philip Aylett builds on his previous contributions to this blog-site to provide historical insight into the role played by Commons Committees as the UK participated in the European Economic Community during the 1970s and 1980s.

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Running parliamentary institutions: dilemmas of leadership, governance and identity

Mark Bennister, Ben Yong and Diana Stirbu discuss the lack of a shared parliamentary identity in Westminster, considering the implications for institutional governance and reform.