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News

December 2023 Newsletter

We hope you’re well. We have some updates for you:

  1. Highlights: PSA Parliaments Annual Conference 2-3 November 2023
  2. #PSA24: Early bird registration
  3. PSA membership
  4. SGP Annual Weekend, 5-6 January 2024
  5. Call for papers: NoPSA 2024
  6. PhD scholarships, jobs and RKE opportunities
  7. Recent publications (and other things) that have caught our eye
  8. Recently on the blog

If you have any notices/messages you would like us to circulate to our group, please let us know.

Best wishes

Seán, Caroline, Diana, Ruxandra, and Jack.

1. Highlights: PSA Parliaments Conference, 2-3 November 2023

Seeing so many of you at our Annual Conference in November was an enormous pleasure. Despite Storm Ciarán interfering with travel plans, the early career symposium we held for the first time, the drinks reception and the conference were a great success. Read the highlights and see photo evidence here.

If you attended the conference, whether in-person or virtually, we would be grateful to hear your feedback to help us improve future conferences. The survey just has four questions and should only take a couple of minutes to complete.

2. #PSA24: Early bird registration

The PSA Annual Conference will take place from 25–27 March 2024 in Glasgow, convened by the University of Strathclyde. The early bird registration is now open until 2 February, allowing presenters and attendees to secure their spot at a discounted rate. If your paper has been accepted on one of our panels, please take this opportunity to secure your spot and take advantage of the discount.

Please note that there is a further discount for scholars from the Global South and Low-income Countries. The application deadline for the PSA Support Fund to assist with conference expenses is also 2 February 2024.

More information on pricing and registration details can be found here.

3. PSA membership

If you receive our newsletter but are not a member of the UK Political Studies Association, then now is the perfect time to consider joining. Starting from £10/year for students, PSA membership provides numerous benefits including access to various resources and journals, discounted conference registration fees and opportunities to network and even win academic prizes. The full list of benefits and more information on how to join can be found here.

If you are already a PSA member, now is still a good time to verify that your contact details are up-to-date and that you are also an official member of our specialist group (in the ‘My group membership’ section of your PSA account). We would greatly appreciate your support since the number of members directly impacts our allocated funding and hence capacity to put on events for you.

4. SGP Annual Weekend, 5-6 January 2024

The Study of Parliament Group Annual Weekend 2024 will take place over Friday 5th and Saturday 6th January. You can register here, and check the action packed programme here.

5. Call for papers: NoPSA 2024

Our colleagues from the Nordic Political Science Association have published a call for papers for the NoPSA Political Science Congress, which will be held in Bergen (Norway), 25-28 June 2024. There are a few panels that may be relevant to parliamentary scholars (i.e., Conflict in Parliamentary Parties, Generational Politics: Participation, Representation and Politics, or Gender, Politics and Democracy).

6. PhD scholarships, jobs and RKE opportunities

PhD scholarships at the University of Leeds

Do you know of excellent students who are considering doing a PhD? If so, please forward the information below about this open call for PhD Scholarship in Politics and International Studies 2024/25, at the University of Leeds. The deadline  for applications is Monday 11th March 2024 and the application to PhD needs to be accepted first to be eligible to scholarship. Further details can be obtained by emailing Prof. Cristina Leston-Bandeira at C.Leston-Bandeira@leeds.ac.uk

CPA call for consultants

The CPA Headquarters Secretariat is calling for consultants to develop an online course on the role of Parliamentarians in upholding human rights as part of the CPA Parliamentary Academy online learning platform. The consultant will work with the CPA to develop the written course content for use by Parliamentarians of Commonwealth national and subnational legislatures. Deadline for applications – 8 December 2023. Read more about this call and apply here.

Research and Knowledge Exchange with the Welsh Parliament on gender and diversity quotas

A number of committees in the Welsh Parliament /Senedd Cymru are currently looking to engage with academics to support the scrutiny of forthcoming  gender/diversity quota legislation. You can sign-up through the Area of Research Interest (ARI) form and provide details about your existing and future research on gender and diversity quotas. This might lead to an invitation to provide oral or written evidence.

7. Recent Publications (and other things) that have caught our eye

If you would like your published research to be featured in this section, please email Caroline with details.

8. Recently on the blog

If you have an idea for a blog on some aspect of parliamentary study, please get in touch with our new communications officer, Jack.

Categories
News

Highlights from our 2023 Annual Conference

Seeing so many of you at our Annual Conference in November was an enormous pleasure. Despite Storm Ciarán interfering with travel plans, the early career symposium we held for the first time (co-organised with the PSA Early Career Network), the drinks reception and the conference were a great success. We had around 50 participants attending the conference in person and another 20 online. There was a fantastic lineup of presentations organised in five panels covering a wide range of relevant topics and parliaments in the UK and across the globe.

Thanks to Cheryl Schonhardt-Bailey for hosting us at the LSE Department of Government, and to the Department and the journals of Parliamentary Affairs and British Politics for their sponsorships to help us make the conference a success and everyone well catered for.

The day kicked off with a few welcoming words from our Co-convenor Sean Haughey, the formal welcoming of our new Co-convenor Diana Stirbu and Communications Officer Jack Liddall, and a warm farewell to our outgoing Co-convenor Stephen Holden Bates. Thank you, Stephen, for all the time, ideas and positive energy you have dedicated to the group for over three years!

We then handed out awards to the winners of our annual undergraduate essay competition. You can read Phoebe Legard’s (University of Edinburgh) and Cameron Dasgupta’s (QMUL) winning essays here. Thank you, Alexandra Meakin, for judging!

The academic programme started with an insightful panel on the challenges and experiences of inclusion and (mental) well-being in the parliamentary workplace. The second panel featured the latest research on executive-legislative relations in the UK House of Commons, Scottish Parliament, Welsh Parliament and Israeli Knesset. The third panel focused on comparative perspectives on parliaments, with presentations on the UK, Germany, Central-Eastern Europe and Afghanistan. In the fourth panel, we explored the method of go-along interviews, seldom-heard groups’ perceptions of petitioning parliaments and the role of parliamentary turnover in authoritarian regimes. The programme was rounded off with a panel discussing legislative behaviour, procedures and select committees.

Thank you everyone for presenting, discussing and attending! If you have any feedback or suggestions for next year, please take a couple of minutes to fill in our post-conference survey or feel free to contact any of us.

Categories
Blog

Making the Law Count: The UK Post-Legislative Gap

By Tom Caygill.

Over recent years, engagement in post-legislative scrutiny in Westminster has declined. A mixture of events (e.g. Brexit) and crises (e.g. Coronavirus) has pushed post-legislative review (by government departments) and, as a result wider, post-legislative scrutiny (undertaken by parliamentary committees) down the government and parliamentary agenda. In this blog post, I examine the nature of this decline, the wider reasons for it and suggest how we can move forward from here. As the UK Parliament is often placed on a pedestal as an example of how to approach post-legislative scrutiny, it is vital that it continues to lead by example.

In 2008, the UK Government agreed to introduce a systematic process of post-legislative review by government departments. Legislation would receive a departmental review within three to five years of that Act entering the statute books. Once such a review was completed, a memorandum containing its findings would be sent to the relevant departmental select committee in the House of Commons, for additional scrutiny. 

My 2021 report for the Westminster foundation for Democracy examined the extent and effect of post-legislative review and scrutiny between 2008-2019. Although it was rarely used to begin with, there was an increase in the number of published memoranda by government departments particularly between 2010 and 2015. This also coincided with an activist House of Commons Liaison Committee which was keen to ensure that select committee were undertaking a breadth of different forms of scrutiny (including post-legislative scrutiny).

The story since 2015 however has been a continued decline in the number of post-legislative reviews being undertaken by government departments which means fewer are being sent to House of Commons Select Committees. Although select committees do not need a government post-legislative review in order to initiate post-legislative scrutiny they are considered to be useful triggers to get select committees to consider undertaking post-legislative scrutiny.

Figure 1: Post-Legislative Reviews 2008-2023


Figure 1 shows the extent of the decline which has taken place since a peak in 2012. There are a number of factors which could be at play here. Two big factors slowing the pace of post-legislative review are Brexit and the Coronavirus pandemic which monopolised the intellectual capacity of government departments, for understandable reasons. This pushed post-legislative reviews off departmental agendas, but they have not returned to the agenda of government departments. Another factor potentially at play here is that between 2010 and 2015, the bulk of post-legislative reviews would fall upon the legislation of a previous government (from a different party). There is therefore likely to be a change in enthusiasm from reviewing your predecessors’ legislation rather than reviewing your own. In British politics, governments do not like to admit mistakes as they view it as a sign of weakness.

A further factor here, which coincides with the decline of post-legislative review, is that the House of Commons Liaison Committee since 2015 has taken a less proactive role in shaping the agenda of the committee system. This also means there is no one overseeing the agreement between the Cabinet Office and Committee Office made in 2008. For more information on the gap in scrutiny see my 2020 article on the UK post-legislative scrutiny gap.

There is also a lack of coordination in Whitehall. Lord Norton of Louth has submitted a number of parliamentary questions over recent months in order to identify why post-legislative review has seemingly ground to a halt (no post-legislative reviews have been published on www.gov.uk in 2023). From her answer on the 7th August (figure 2), the Minister makes clear that no further post-legislative scrutiny work is expected within government before the end of 2023.


Figure 2: Parliamentary Question from Lord Norton on post-legislative review currently taking place.


It does look like we will end 2023 without any post-legislative reviews having taken place. As noted above there is no oversight of this agreement which will only contribute to the lack of urgency from government to undertake these reviews.

The lack of co-ordination in Whitehall is also visible in her response (figure 3) to a follow up question from Lord Norton on the 27th September 2023.

Figure 3: Parliamentary Question from Lord Norton on which Acts the government considers eligible for post-legislative review.

The fact that the Cabinet Office does not hold information centrally does give away that there is at best limited coordination and oversight of what is happening in government departments in relation to post-legislative review. At the moment the future of post-legislative reviews does not look promising. Although I will note again that this does not prevent post-legislative scrutiny being undertaken. Indeed, special inquiry committees in the House of Lords will initiate an inquiry without a post-legislative review and then ask for one. Further to this, over the course of the last couple of sessions, there have been between 3-4 inquiries across both Houses. So while post-legislative scrutiny has not stopped, the number of inquiries has reduced.

So what might happen next? This of course could be corrected if there were to be a change in government following the 2024 General Election with a future Labour Government being more than happy to review Conservative legislation. However, we would face the same issue of enthusiasm draining as the term of office goes on. So doing nothing is likely to lead to a repeat of the past 15 years with a peak shortly after an election and then a steady decline.

A more proactive response is needed. There is a need for someone to start overseeing the process of post-legislative review and that should be from the parliamentary perspective as government departments will find reasons not to do them without parliamentary pressure. The Scottish Parliament’s Convenors Group (made up of committee convenors) has made post-legislative scrutiny a strategic priority for the sixth session of the Parliament, and this is having results with eight inquiries having been undertaken since the start of 2022 (and more in the pipeline), with two and a half years to go of this session. It looks set to break records in the parliament. A strategic focus can clearly make a difference and this could be something which returns to the House of Commons Liaison Committee or the House of Lords Liaison Committee (which decides which Acts will receive post-legislative scrutiny via special inquiry committees in the Lords). There have also been arguments for a dedicated joint post-legislative scrutiny committee to over see the process across both Houses but to also monitor the agreement between the Cabinet Office and the Committee Office. A simpler approach would be to create a dedicated space for post-legislative scrutiny on the UK Parliament website, in a similar way to which draft bills (for pre-legislative scrutiny) are featured on the ‘Bills & Legislation’ section of the website. This is also an approach undertaken by the Scottish Parliament. There is also an argument that after 15 years, this agreement is in need of review (indeed many in Westminster argue that these reviews should take place 10 years after passage rather than 3-5 years). This is something that either a dedicated committee or one of the Liaison Committees could do. It is clear from the perspective of the House of Commons (in particular) that there is more work to do to institutionalise post-legislative scrutiny in Westminster. As we approach the end of the 2019 Parliament, this is an important time to reflect on the progress made since 2008 while recognising the need to enhance post-legislative scrutiny further.  


About the author

Tom Caygill is a Senior Lecturer in Politics at Nottingham Trent University


Categories
Blog

What are the implications of having the Foreign Secretary sitting in the House of Lords?

By Andrew Defty

The most surprising aspect of Rishi Sunak’s Cabinet reshuffle has been the appointment of the former Prime Minister, David Cameron, as Foreign Secretary. Cameron is no longer an MP and as it is a convention that government ministers sit in Parliament, he has accepted a seat in the House of Lords in order to enable him to take on the role.

Cameron’s appointment raises a number of interesting questions: about the ministerial career of former Prime Ministers; the appointment of Cabinet ministers from the House of Lords; and the implications of this for parliamentary scrutiny.

The political career of former Prime Ministers

David Cameron’s return to front line politics with a seat in the Cabinet is by no means unique but is relatively unusual. As has been widely reported, the last former Prime Minister to take a Cabinet post after leaving office was Alec Douglas-Hume, Conservative Prime Minister from 1963 to 1964, who served as Foreign Secretary under Edward Heath, from 1970 to 1974. Interestingly, Douglas-Hume had previously served as Foreign Secretary while sitting in the House of Lords before becoming Prime Minister. He gave up his seat in the Lords in 1963 in order to become Prime Minister, and for his second term as Foreign Secretary he sat in the House of Commons as the MP for Perth and Kinross.

Other former Prime Ministers who have taken on Cabinet roles after leaving office include Arthur Balfour, Prime Minister from 1902 to 1905, who went on to serve as Foreign Secretary, from 1916 to 1919 in the wartime administration of Lloyd George. Ramsay MacDonald and Neville Chamberlain were both given the opportunity to remain in the Cabinet after stepping down as Prime Minister, with the largely honorary role of Lord President of the Council. Although in Chamberlain’s case this was for only a short period until his death in October 1940.

In recent years, however, there has been a tendency for Prime Ministers to leave parliament completely shortly after leaving office. John Major, Tony Blair, Gordon Brown and most recently Boris Johnson all announced they were leaving the House of Commons shortly after the end of their premiership. Cameron’s appointment to the House of Lords is also relatively unusual. Although it had until recently been customary for former Prime Ministers to accept a seat in the House of Lords, Margaret Thatcher was the last former Prime Minister to do so. Of the seven former Prime Ministers currently alive, Cameron will be the only one sitting in the House of Lords, although two, Theresa May and Liz Truss, continue to sit in the House of Commons.

Why has David Cameron been given a seat in the House of Lords?

In order to enable David Cameron to be appointed to the Cabinet, Rishi Sunak has given him a seat in the House of Lords. Although there is no legal requirement for government ministers to sit in Parliament, it is a very strongly held convention. This is based on the principle that ministers must be directly accountable to Parliament and only members may answer questions on the floor of the House of Commons or the House of Lords.

It has been argued that the convention that ministers must be sitting members of Parliament limits the pool of individuals the Prime Minister can draw upon when making ministerial appointments. In a number of other states, ministers can be appointed from outside the legislature which arguably allows for a wider range of talented individuals to be drawn into the government. In the UK, a Prime Minister who wishes to make a ministerial appointment from outside Parliament does have the option of making someone a member of the House of Lords in order to make them available for ministerial office.

This practice is not particularly unusual. Gordon Brown made a number of direct ministerial appointments to the House of Lords including the former MP, Peter Mandelson, who left the Commons in 2004 but was elevated to the Lords in 2008 in order to become Secretary of State for Business, and Andrew Adonis who was appointed to the Lords in order to become a minister in the Department for Education and Skills. David Cameron himself appointed several business leaders to the House of Lords in order to give them ministerial roles, including Stephen Green, the former group chairman of HSBC and Ian Livingston, the former chief executive of BT. More recently, in 2021 the UK’s former chief negotiator for exiting the European Union, David Frost, was made a peer by Boris Johnson, and appointed as Minister of State in the Cabinet Office with responsibility for Brexit.

An alternative approach could have been to find a safe seat for David Cameron which would have allowed him to return to Parliament as a member of the House of Commons.  This would, however, be dependent on a safe seat being made available, possibly by an MP who was already planning to stand down at the next election. This may also have been a decidedly risky strategy given that the government has recently lost several by-elections in supposedly safe seats. In 1964, Patrick Gordon Walker was appointed as Foreign Secretary by Harold Wilson despite having lost his seat in the 1964 general election. He subsequently resigned after losing a by-election in a supposedly safe Labour seat. Moreover, while Cameron may be happy to take on the role of Foreign Secretary, he may not have been prepared to return to the day-to-day grind of fighting an election and being a constituency MP.

While it is not particularly unusual for governments to make appointments to the House of Lords in order to allow individuals to become ministers, it is relatively rare for members of the House of Lords to hold such senior ministerial office. There are usually somewhere between twenty and thirty ministers in the House of Lords, compared to around eighty in the House of Commons. Governments need to appoint ministers in the Lords to enable someone to speak in the upper House on behalf of each government department, but ministers in the Lords tend to hold more junior ministerial positions, as Ministers of State or Parliamentary Under-Secretaries. In recent years, the only member of the upper House who has routinely sat in the Cabinet is the Leader of the House of Lords.

This was not always the case. Up until the end of the nineteenth century it was common practice for Cabinet ministers, including the Prime Minister to sit in the Lords. The last Prime Minister to sit in the Lords was Lord Salisbury who left office in 1902, although the practice of appointing Foreign Secretaries from the upper House continued well into the twentieth century. Lord Curzon was Conservative Foreign Secretary from 1919 to 1924 and was widely expected to succeed Andrew Bonar Law as Prime Minister in 1923. He lost out to Stanley Baldwin in part because it was felt the Prime Minister should sit in the Commons. Lord Halifax was Foreign Secretary at the outbreak of the Second World War and, as noted above, the Earl of Home, was Foreign Secretary before renouncing his title, perhaps mindful of Curzon’s difficulties, to become Prime Minister in 1963. The last Foreign Secretary to be appointed from the House of Lords was Lord Carrington, who held the post from Thatcher’s election in 1979 until his resignation following the Argentine invasion of the Falkland Islands in 1982.

What are the implications of the Foreign Secretary sitting in the House of Lords?

Lord Carrington’s experience is perhaps revealing of the difficulties Lord Cameron could face. With Carrington unable to answer questions in the House of Commons, answering Foreign Office questions in the Commons was delegated to two junior ministers. In most circumstances this worked admirably well, but when the Falklands crisis erupted, MPs in the House of Commons did not conceal their anger at their inability to question the Foreign Secretary directly. In addition to being accountable to Parliament for their department, senior ministers play an important role in defending the government and the Prime Minister. Lord Carrington’s inability to provide the kind of support the PM needed in the House of Commons contributed to his decision to resign. Lord Cameron may be a useful and experienced ally to the Prime Minister in public and in the media but there is little he can do if things get sticky in the House of Commons.

Cameron’s appointment also means that there is real concern about the impact on parliamentary scrutiny of having the Foreign Secretary sitting in the Lords. The Foreign Secretary will not be available to answer departmental questions in the Commons, which come around about once a month. Nor will he be available to answer urgent questions, which are much more common now than they were when Lord Carrington was Foreign Secretary. In particular, if there is a major international incident which threatens international security or UK interests, the government’s response in the House of Commons will be provided by a more junior minister, who quite possibly does not attend Cabinet. Alternately if the situation is particularly grave, the Prime Minister may find himself delegating for the Foreign Secretary in the House of Commons. Which may appease the Commons but won’t make life easier for the Prime Minister.

The Speaker of the House of Commons was quick to make a statement about the need to ensure that parliamentary scrutiny of foreign policy is not undermined by Lord Cameron’s appointment:

[G]iven the gravity of the current international situation, it is especially important that this House is able to scrutinise the work of the Foreign, Commonwealth and Development Office effectively. I have therefore commissioned advice from the Clerks about possible options for enhancing scrutiny of the work of the Foreign Secretary when that post is filled by a Member of the other House. I also look forward to hearing the Government’s proposals on how the Foreign Secretary will be properly accountable to this House.

On the other hand, the Foreign Secretary will not avoid parliamentary scrutiny altogether. The House of Lords is likely to institute its own mechanism to provide regular questions to the Foreign Secretary. Moreover, there is considerable expertise in foreign affairs in the Lords, including several former permanent secretaries from the Foreign Office. As a new peer, Cameron will also be unfamiliar with the practices of the second chamber and will quickly realise that he cannot rely on the same level of support in the chamber as he once enjoyed in the more partisan House of Commons.

The Foreign Secretary will also not entirely avoid scrutiny by MPs. Although he can’t appear to answer questions in the chamber of the House of Commons, members of the House of Lords can appear before House of Commons select committees. He is likely to be much in demand from the House of Commons select committee on foreign affairs, as well as a number of joint committees which comprise members from both Houses, most notably the joint committees on human rights and national security and the Intelligence and Security Committee.

As a former Prime Minister, David Cameron is an experienced parliamentarian, but his ministerial experience is confined to that of being Prime Minister. He may find the role of Foreign Secretary and the demands of adapting to scrutiny in the House of Lords particularly demanding. It is also possible that the absence of a Foreign Secretary in the House of Commons may place increased demands on the government and even the Prime Minister himself. Both will be hoping that the benefits outweigh the undoubted challenges ahead.


About the author

Andrew Defty is Associate Professor of Politics at the University of Lincoln and member of the Lincoln Parliamentary Research Centre (ParliLinc).


This piece was first posted on Andrew Defty’s Who Runs Britain? blog.

Categories
Urgent Questions

Dr Stephen Holden Bates

STEPHEN HOLDEN BATES

Stephen Holden Bates is a Senior Lecturer in Political Science at the University of Birmingham. He has published a number of articles on parliamentary questions and parliamentary committees and was a UK Parliament Academic Fellow in 2021-22. He is the outgoing Co-Convenor of PSA Parliaments.

Please tell us a little bit about how you entered academia and your academic career

I’m completely institutionalised at Birmingham having completed my undergraduate degree and PhD in POLSIS, as well as now having worked here as a lecturer for over 15 years. I did spend a year in London after my undergraduate degree – having a proper job with a boss was enough to tell me that the ‘real world’ was rubbish and that I wanted to do a PhD and work in academia. After my PhD, I was a teaching fellow and a post-doc for one year each before gaining a permanent lectureship back at POLSIS.

Which five books/articles (written by someone else) have been most important to you in your academic career?

Barbara Adam’s Time and Social Theory (1990) – imagine being that clever!

Karl Marx’s Economic and Philosophic Manuscripts of 1844 – especially the bits on alienation and species being.

Critical Realism: Essential Readings (1998) edited by Margaret Archer et al. – bit of a cop out to have a ‘best of’ but this is my academic bible. I especially love Porpora’s chapter on social structures.

Derek Layder’s 1985 article in the Journal for the Theory of Social Behaviour “Power, structure and agency” – it’s not in the Critical Realism: Essential Readings collection so I’m including it separately.

Donald Searing’s Westminster World (1994) – he really shows you how to write an interesting academic book.

Which people have been most influential and important to you in your academic career?

Colin Hay and Dave Marsh who both taught me at undergraduate level with Dave also being one of my PhD supervisors. It was very exciting being at Birmingham in the late 1990s and I had lots of brilliant lecturers but it was these two who mainly introduced me to all the stuff I still love.

Which of your own pieces of research are you most proud of?

My 2010 “Restructuring Power” article in Polity. I found it very difficult to make the jump from PhD student to lecturer and it was this piece of work which proved to me (and, more importantly, referees) that I could do political science at least moderately well.

What has been your greatest achievement in academia?

This.

What has been your greatest disappointment in academia?

That we don’t yet work in a sector which has above inflation pay rises, which doesn’t have tuition fees, and which is run on cooperative, horizontalist democratic principles.

What is the first or most important thing you tell your students about parliaments?

Parliament is not the same as the government.

Where were you born, where did you grow up, and where do you live now?

I lived in Higham Ferrers in Northamptonshire until I was 19. I’ve now lived in south-west Birmingham for 24 of the last 26 years.

What was your first job?

Paperboy for a very exploitative £3.60 a week (or 80p an hour).

What was the toughest job you ever had?

It’s a toss up between working in a tie factory (on my first day I ironed over 1000 ties which was a record) and my post-doc.

What would your ideal job be, if not an academic?

Pop star, spin bowler for Northamptonshire and England, or Euromillions Rollover Jackpot winner – don’t mind which.

What are your hobbies?

Road cycling, birdwatching, Iyengar yoga, watching Birmingham City FC, cooking, instagramming photos of my cooking.

What are your favourite books?

Anything by Primo Levi. Anything by Sally Rooney who is hands down my favourite recent author. The Golden Notebook by Doris Lessing changed my life, I think. I like reading utopian and dystopian political fiction with News from Nowhere, Herland, and The Iron Heal being my favourites. I’m also a sucker for a good police procedural/murder mystery with the Martin Beck novels probably being my favourite, although a special mention must go to Gaudy Night by Dorothy L. Sayers. And also We’re Going on a Bear Hunt which has brought me immeasurable joy over the last 12 years or so.

What is your favourite music?

My younger self won’t believe it but my favourite piece of music is Bach’s Partita in D Minor and, specifically, this version, which I listen to about a gazillion times a year.

I also love, in no particular order, Stereolab, Pulp, PJ Harvey, David Bowie, the Beatles and the Stones, Nina Simone, Joni Mitchell, the Spencer Davis Group, Neu!, Shostakovich, Steve Reich, John Adams, Philip Glass and Sly and the Family Stone.

Who is your favourite artist?

Bridget Riley for completely obvious reasons.

What is your favourite film?

It’s a Wonderful Life – if you don’t cry at least twice during this film then there’s something wrong with you

What is your favourite building?

The Barbican, Coventry Cathedral and Birmingham’s Central Library (R.I.P.).

What is your favourite holiday destination?

The Isles of Scilly, Venice, and the Hautes-Pyrenees.

What is your favourite sport?

Football and cricket for watching (I support Birmingham City and AFC Rushden & Diamonds and Northamptonshire and Warwickshire (and derivatives) respectively). Road cycling and pingpong for doing.

What is your favourite restaurant?

Jhoti’s, Adam’s and Rico Libre in Birmingham, L’Anecdote in Paris and Trattoria da’a Marisa in Venice.

Hybrid proceedings in Parliament: yes please or no thanks?

Yes please.

Appointed or elected upper chamber?

Elected (obvs).

Restoration or Renewal?

Renewal – preferably along the lines of Cedric Price’s Pop-up Parliament.

Cat or Dog?

Cat, and specifically this one called Adélie who I love with all my heart:

Trains, planes or automobiles?

Trains, preferably a sleeper on the way from Paris to Venice or Turin.

Fish and chips or Curry?

Impossible to choose.

Scones: Cornish or Devonshire method?

Cornish (with apologies to my Devonshire in-laws).

And, finally, four questions asked by Isaac, Seth, Ira and Bernadette, who are 13, 11, 5 and 5 respectively:

What was the greatest experience of your life?

Cycling above the clouds between the Col du Soulor and the Col d’Aubisque.

Why do you have a stubble beard?

I’m trying to see whether, at the age of 45, I can finally grow a beard.

Why do you like birds?

I like their songs and their different colours and the fact that they can fly.

Why do you like cycling?

You can go a long way and see lots of countryside and go very fast down hills and talk to your friends and it’s not boring and hard on your knees like running.

Categories
Urgent Questions

Dr Chris Monaghan

CHRIS MONAGHAN

Chris Monaghan is a Principal Lecturer in Law at the University of Worcester. He is the author of Accountability, Impeachment and the Constitution: The Case for a Modernised Process in the United Kingdom (Routledge), editor of the Routledge Studies in Law, Rights and Justice book series, and co-editor of Routledge Frontiers in Accountability Studies book series. He is the outgoing Communications Officer of PSA Parliaments.

Please tell us a little bit about how you entered academia and your academic career

Being somewhat obsessed by history as a child and teenager I decided to study history at university. Three years later I graduated and like many history graduates I decided to switch to law with the intention of becoming a solicitor.

I enrolled at my local university on the law conversion course (Graduate Diploma in Law) and progressed onto the Legal Practice Course, which I did part-time in London.

It was whilst studying on the Legal Practice Course that I was encouraged to apply for some part-time university teaching.

I was very lucky and a few months later I was lecturing third year LLB students Commercial Law at Anglia Ruskin University. After the initial nerves I found that I loved teaching and consequently took the decision to set aside my ambition of being a solicitor and secured a permanent lectureship in London. Eventually, I found myself at the University of Worcester, where I have been working since 2016.

Which five books/articles (written by someone else) have been most important to you in your academic career?

This is a difficult one to answer. I think the answer would be:

  1. David Butler, Vernon Bogdanor, and Robert Summers (eds), The Law, Politics, and the Constitution: Essays in Honour of Geoffrey Marshall (Oxford University Press 1999). As a new law student I found this book in the law library and read it cover-to-cover. As soon as I started part-time teaching it was the first book that I bought.
  2. Stephen Sedley, Lions Under the Throne: Essays on the History of English Public Law (Cambridge University Press 2015). This shows how a book can be written to raise serious issues, but also to give a broad sweep of the constitutional history of the United Kingdom.
  3. Penny Darbyshire, Sitting in Judgment: The Working Lives of Judges (Hart Publishing 2011). Darbyshire shows how you can take a perceived preconception of judges and turn this on its head by conducting extensive empirical research and giving a voice to a large number of judges. This book has been instrumental in how I teach students about the judiciary and my own academic writing on the role of judges and the constitution.
  4. Alan Paterson, Final Judgment: The Last Law Lords and the Supreme Court (Hart Publishing 2013). This showed me how you could write an account of the law and the role of judges. Paterson’s approach influenced how I carried out work for the British Library’s National Life Stories project and my own research into the Bancoult litigation.
  5. Alexander Horne, Gavin Drewry and Dawn Oliver, Parliament and the Law (Hart Publishing 2013). This is a great book (with subsequent new editions) and the subject of my first substantial book review.

Which people have been most influential and important to you in your academic career?

There are quite a few people who fit this category. I have been lucky to have had the support of many colleagues and other academics. In particular my former PhD supervisor, Robert Blackburn has been very influential. Over the past decade Robert has supported my career, supervised my PhD and has offered invaluable feedback on a whole host of post PhD projects and initiatives. Finally, Matthew Flinders has been a source of encouragement over the past few years and has really challenged me to develop as an academic. It has been fun and refreshing to work with Matt.

Which of your own pieces of research are you most proud of?

This has to be my PhD thesis which became a monograph: Accountability, Impeachment and the Constitution: The Case for a Modernised Process in the United Kingdom which was published by Routledge in 2022.

What has been your greatest achievement in academia?

Without doubt completing my PhD (which I did on a part-time basis).

What has been your greatest disappointment in academia?

I think in academia you have countless knock backs and disappointments. To be honest most things just fade into the background, even if at the time it was disappointing not to get a paper published in journal X ,or accepted to present at conference Y.  I would add though, how appreciative I am for when disappointing news is delivered, to have constrictive feedback as this helps going forward.

What is the first or most important thing you tell your students about parliaments?

You need to know the detail and keep abreast of developments. I teach Public Law, so Parliament is very much a regular character in my teaching and I encourage students to ask questions and challenge preconceptions. The expenses scandal and sleaze has not helped the image of MPs, so it is really about making students move beyond the popular image of politicians.

Where were you born, where did you grow up, and where do you live now?

I was born and brought up in Bedfordshire. I now life in Worcestershire.

What was your first job?

Selling fabric and material at a high-street retailer.

What was the toughest job you ever had?

Working on a building site. Very early mornings. But worked with some great people and fun to knock things down.

What  would your ideal job be, if not an academic?

Gardener – working outside for the National Trust or something similar. It is a bit different than working indoors all day.

What are your hobbies?

These are gardening, reading, and socialising.

What are your favourite novels?

I went through a stage of reading everything by Graham Greene.

I’m currently reading Heart of a Dog.

What is your favourite music?

For quality and scope it has to be the Beatles.

What is your favourite artwork?

I am fan of the satirist James Sayers.

What is your favourite building?

The Old Royal Naval College in Greenwich. It was a privilege to work there (whilst I was at the University of Greenwich) and to coming to work and see which film or tv series was being filmed that day.

What are your favourite tv shows?

Veep, Stranger Things, West Wing and currently watching The Afterparty.

What is your favourite holiday destination?

It depends. I love city breaks: Berlin was very nice. But maybe the Maldives as this was so different than my usual holidays.

What is your favourite sport?

Tennis to watch. Badminton to play.

What is your favourite food?

My favourite meal has to be a curry (ideally from the Indian restaurant in the village where I previously lived).

Hybrid proceedings in Parliament: yes please or no thanks?

No thanks.

Appointed or elected upper chamber?

An elected upper chamber in an ideal world – but without losing the expertise.

Restoration or Renewal?

Renewal – like most things the problem will get worse the longer that you do nothing. But perhaps we could look at housing for MPs and greater public access to the Palace.

Cat or Dog?

Cats –  they are fantastic.

Trains, planes or automobiles?

Planes. There is something special about flying.

Fish and chips or Curry?

Curry all the way.

Scones: Cornish or Devonshire method?

Cornish. Either way is great though, especially when visiting the West Country.

And, finally, two questions asked by Ira and Bernadette, who are both 4: Would you prefer to ride a dragon or a unicorn, and why?

A dragon would be pretty cool. Perhaps the one from Zog and not the one from Room on the Broom.

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Why Parliaments? Part 3

The future of parliaments as watchdogs

By John Keane

This is the third part of a keynote address, delivered in the presence of King Felipe VI, at the conference to commemorate the International Day of Parliamentarism hosted by the Inter Pares: EU Global Project to Strengthen the Capacity of Parliaments (Cortes Generales, León, Spain, June 30, 2023).

The first part of the keynote on the invention of the cortes model can be read here and the second part discussing past and current threats to parliaments here.

European Parliament building in Strasbourg (European Parliament).

So what of the future of parliaments? Do they have a future? When thinking about these various decadent trends, it’s tempting to conclude that the post-1945 renaissance of parliaments is coming to an end. We may even think that we’re already entering the age of phantom parliaments in which legislatures in more than a few countries are simultaneously real and not real, form without much content. In these make-believe spaces, elected representatives claim to serve the people, even though they are of limited or no significance to the people in whose name they pass laws.

A shift to phantom parliaments and executive rule may be welcomed in some quarters, but before the cava is poured, let’s consider the countertrends, and the reasons why, in these years of the 21st century, the cortesmodel of government remains indispensable.

In politics, nothing is set in stone. To speak in quantum terms, contemporary parliaments are in a state of superposition. Just as the fate of Schrödinger’s cat in a box was undecidable, so are parliaments today suspended unpredictably between alternative outcomes. Fightbacks are possible. They are necessary. Remarkably, renewals are happening at multiple points on our planet.

Consider Denmark’s Folketinget: in meetings called consultations (samråd), its powerful European Affairs Committee regularly grills ministers in real-time during sessions of the Council of the European Union in Brussels and Luxembourg. The National Assembly of the Republic of Korea has signed off on the world’s first comprehensive laws against verbal abuse and bullying (‘gapjil’) by family-run conglomerates and other powerful organisations. Romania’s parliament is now digitally fed citizens’ suggestions and complaints with the help of ION, a smart robot, say the wags, designed to improve the ‘intelligence’ of politicians. Proposals are afoot in the German Bundestag to receive non-binding reports from lottery-selected citizens’ assemblies.

Parliaments are also heavily preoccupied with time past and time future. The Welsh legislature regularly consults with the world’s first Future Generations Commissioner. With eyes on the unmade future, the European Parliament has drafted the world’s first AI Act. New Zealand’s (Aotearoa’s) parliament has granted ecosystems ‘the rights, powers, duties and liabilities of a legal person’. The cross-border Nordic network of Sámi parliaments, the Sámediggi is a case of interparliamentary cooperation, featuring consultative bodies whose brief is to promote and preserve indigenous self-determination.

Norway’s Sámi Parliament, the representative body for people of Sámi heritage, opened in October 1989 (Sámediggi).
Watchdog parliaments

How are we to make good sense of this new wave of experiments? My suggestion is to see them as points on a larger canvas, single performances in a grand carnival of parliamentary efforts to rejuvenate the cortes spirit.

Shadows are certainly falling on too many of the world’s parliaments. But these innovations are the first signs of a dawn of renewal. They breathe new life into old institutions originally designed to make binding agreements by lawmakers acting on behalf of different social interests, in the name of the commonweal. More obviously, these parliamentary experiments are today doing what parliaments did for over eight centuries: representing the claims and interests of the represented – and they remind us that parliamentary representation is, by definition, tricky business.

Populists and demagogues be warned: representation isn’t a simple, face-to-face contract between a representative and an imaginary People or Nation. Representation isn’t mimesis. It has a vicarious, fiduciary quality, and this means that when voters choose a representative, representation is as much an ending as it is a beginning. Representation is an open-ended process contingent upon the assent, disappointment and displeasure of the represented. When representatives underperform, or fail on too many fronts, they are sent to hell in a handbasket.

These principles of representation, traceable to the León cortes convened by Alfonso IX, are most definitely alive and kicking in the new parliamentary experiments. That’s why textbooks still tell us that the prime task of parliaments is to represent the interests of citizens by means of free and fair elections. But there’s an error within the textbooks: if we look more closely at what today’s smart, activist parliaments are actually doing, we see a departure of great historical significance ignored by the textbooks.

Parliaments aren’t just chambers or ‘little rooms’ where elected politicians represent their constituents. In our age of monitory democracy, legislatures are becoming watchdog parliaments. In the name of the common good, they blow whistles, sound alarms, warn of wicked problems and pass laws to push back or ban arbitrary exercises of power.

The contrast with parliaments of yesteryear couldn’t be clearer. The first-ever cortes was born of military conquest. Parliaments of the more recent past were too often the castles of the aristocracy, bourgeois mansions, parlours of male privilege, and engines of empire. By contrast, today’s watchdog parliaments, when they work well, stand against conquest in all its various forms. Especially when generously resourced, watchdog parliaments specialise in the public scrutiny and restraint of predatory power. They stand against foolish governments that abuse their power.

Watchdog parliaments snap the chains of majority rule, the blind worship of numbers, by granting voices and rights to minorities excluded from high politics. These parliaments alter our shared sense of time. They extend the franchise to endangered species, wronged ancestors and future generations. In opposition, say, to predatory corporations, greedy banks and rogue mining companies, watchdog parliaments protect and promote the rules of the democratic game. Not to be underestimated is the way they strive to tackle long-term problems, currently sidelined by the short-term mentality of election cycles.

Watchdog parliaments are more than the guardians of electoral integrity. As champions of the public monitoring of power, they target complex, difficult, wicked problems. Their job is to find just solutions for matters such as artificial intelligence, tax havens, polluted environments, pestilences, the plight of stateless peoples, the unregulated arms trade and unending wars of attrition.

When performing these functions, paradoxically, watchdog parliaments push beyond the ‘parliamentary road’ and the fetish of periodic elections. They help redefine democracy and give it teeth. Electoral democracy becomes monitory democracy. Democracy comes to mean nothing less than free and fair elections, but also something much more: citizens’ freedom from predatory power in all its ugly forms, including our reckless relationship with the Earth on which we dwell.

True, the new watchdog parliaments are fragile. They function without much intellectual support. No grand political theories of the order of François Guizot’s lectures on the origins of representative government in the early 1820s, or John Stuart Mill’s Considerations on Representative Government (1861) have come to their defence. They lack guidebooks and operating manuals. This is to say that watchdog parliaments enjoy no scholarly fanfare and no historical guarantees of success. Except to future historians, their chances of survival are unknown.

The only thing that’s certain is that the spirit of these watchdog parliaments – the spirit of young King Alfonso IX – is the grit we humans are going to need as we struggle to deal wisely, equitably, democratically with the rich opportunities and cascading dangers of our troubled century.


About the author

John Keane is Professor of Politics at the University of Sydney and Professorial Fellow at the WZB (Berlin). His latest book is The Shortest History of Democracy (2022), which has already been published in more than 12 languages.

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Why Parliaments? Part 2

Past and current threats to parliamentary democracy

By John Keane

This is the second part of a keynote address, delivered in the presence of King Felipe VI, at the conference to commemorate the International Day of Parliamentarism hosted by the Inter Pares: EU Global Project to Strengthen the Capacity of Parliaments (Cortes Generales, León, Spain, June 30, 2023).

The first part of the keynote on the invention of the cortes model can be read here and the third part discussing the future of parliaments as watchdogs here.

The chamber of the National Assembly of Thailand (The Official Site of The Prime Minister of Thailand)

What about the subsequent fate of the cortes of León? Encouraged by military victories over the Moors, the surviving evidence shows that the cortes managed to survive for several centuries. Long distance government based on the consent of its subjects worked. 

By the end of the fourteenth century, following a merger of the neighbouring kingdoms of León and Castile, the kingdom’s representatives enjoyed considerable powers. Their right of gathering and presenting petitions, and their insistence that agreements struck by the parliament were legally binding, became customary.

Constitutional monarchy produced plenty of strife. The cortes was the site of intense bargaining about definitions of the welfare of the realm. Money was often the key cause of friction. Representatives constantly emphasized that kings were forbidden from manipulating coinage or levying extraordinary taxes without the explicit consent of all the estates. Before the end of the fourteenth century, there were times when the cortes reportedly demanded an audit of the court’s expenditure, even rebates on taxes that had already been paid.

The new León style of government proved geographically infectious. During the thirteenth century, parliaments spread from León and Castile to Aragon, Catalonia, Valencia and Navarre, to Sicily and Portugal, England and Ireland, and across the empires of Austria and Brandenburg. During the next two centuries, parliaments appeared in the large majority of German principalities, in Scotland, Denmark, Sweden, France, the Netherlands, Poland and Hungary. Nearly all these late medieval and early modern parliaments survived until the seventeenth and early eighteenth centuries. Despite the growth of absolutist states, which crushed the assemblies of Aragon, Catalonia and Valencia, many continued to function until the irruption of the French Revolution in 1789. The Navarrese cortes, the Swedish Riksdag and the Hungarian Diéta lasted into the nineteenth century. The powerful Estates of the Duchy of Mecklenburg survived intact until 1918.

By that time, in the aftermath of the collapse of empires and a catastrophic world war, Europe, noted Tomáš Masaryk, had become ‘a laboratory atop a vast graveyard’, a laboratory of democracy in which most European parliaments were besieged by political parties, trade unions, suffragists and other citizens demanding universal suffrage. Many observers expected the dawn of parliamentary democracy, but as we know, the cruel opposite happened. The butterfly of parliamentary democracy became the caterpillar of arbitrary rule. The long democratic revolution unleashed by young King Alfonso IX had run its course.

Here’s another irony: just as ‘the people’ mounted the stage of history, demanding ‘one person, one vote’, parliaments were racked by factional disputes, fierce backlashes and acts of violent sabotage. In countries like Yugoslavia and Romania, monarchs strangled parliaments. Military-backed dictators also savaged their parliaments, as happened in Piłsudski’s Poland and Horthy’s Hungary. Totalitarian rule triumphed in Italy, Germany, Russia and Spain, and also in China, which might otherwise have become the world’s largest parliamentary republic.

Admiral Miklós Horthy, ruler of Hungary between 1919 and 1944, greeted by city officials upon entering Budapest, November 1919, when in a fiery speech he accused the capital’s citizens of betraying Hungary by supporting Bolshevism.

During these first decades of the 20th century, the downfall and disappearance of parliaments gathered pace. Politicians dressed in frock coats and top hats grew scared. The spirit of ‘dead bourgeois parliamentarism’ (Lenin) fractured and paralysed parliaments. Governments rose and fell in quick succession.

In Portugal, whose first 15 years of republican government had been marred by dozens of governments, eight presidents and countless attempted coups, the words of the new dictator Salazar blew like a winter wind across the whole continent, and well beyond. ‘So long as there is not some retrograde movement in political evolution,’ he said in 1934, ‘I am convinced that within 20 years there will be no legislative assemblies left in Europe.’

Rump parliaments

Salazar’s wishful prediction almost came true. By 1941, there were only 11 parliamentary democracies left on our planet. Only three survived in Europe: Britain, Sweden, and Switzerland.

Historians and political scientists tell us the good news that after World War Two parliamentary government made a stupendous political comeback. The not-so-good news is that the long post-1945 renaissance of parliaments is today losing momentum.

There’s writing on the walls of parliaments. We’re living through times in which parliaments are again plagued by legitimacy and performance problems. We need to pay special attention to this new trend. 

We aren’t backsliding to former times, say, to the catastrophes of the 1920s and 1930s. We aren’t even facing the kind of overnight emergencies that gripped Spain on February 23rd 1981 –the moment described with great precision in Javier Cercas’s Anatomía de un instante when, in a hail of bullets, a frightened Cortes fell to the floor and was held hostage for six hours by golpistas.

More recent events in Bolivia, Burkina Faso, Mali, Myanmar, Sudan, Thailand and Yemen suggest that armies are still enemies of parliaments, but the main forces threatening the integrity of parliaments are nowadays different. They seem more banal. Their rhythm is different. But these new threats, if left untreated, are bound in the long run to destroy parliaments as effectively as happened a century ago in the heartlands of Europe.

What are these new sources of ruination? Most obviously, rising tides of reputational damage are lapping around parliament’s doorsteps. Cynicism, grumbling, ressentiment and angry citizens’ protests are becoming commonplace. On an already overheated planet, parliaments are said to be hot air chambers, mere talk shops, fabricators of unreality, quarrelsome kindergartens, warehouses of division, irrelevance and incompetence. Parliaments are the butt of bitter jokes. My Irish working class father – who knew something of the 1605 Gunpowder Treason Plot by supporters of Catholic Spain to blow up England’s House of Lords – liked to say that only one man ever entered parliament with honest intentions, and that was Guy Fawkes.

Tomfoolery and contempt for politicians hurt and harm parliaments from the outside, but just as worrying are the forces of decadence within the walls of parliaments. There’s not just the grandstanding, slam-bang rancour, misogyny and cluelessness of more than a few politicians. Or the ‘dead hand of party discipline’, as Michael Ignatieff put it.

Parliaments are materially corrupted by the combined forces of lobbyists, dark money merchants and revolving doors. In Washington DC, this tangled complex of government agencies, think tanks, corporations, academics and lobbyists with big toes in the lawmaking world of legislatures is known (for obvious reasons) as ‘the blob’.

Something similar is happening in the European Union where, in Brussels alone, nearly 12,000 organisations on the current voluntary EU lobby register declare that each year they spend a total of around 1.8 billion euros on their craft. At least 7,500 organisations operate without scrutiny in and around the European Parliament. Whatever is thought of the ethics of lobbying, the fact is government by moonlight is a growing problem in every parliamentary democracy. Mandatory accountability registers and comprehensive integrity checks to prevent ‘Qatargate’ corruption scandals and to ensure ethical fair play among lobbyists are typically in short supply.

India’s lower chamber Lok Sabha is the nightmare instance of what happens when lobbying, dirty money, shady deals, blackmail and criminality get the upper hand. In what’s known as the world’s largest democracy, more money is spent on elections than in the United States, even though average per capita income is only 3 per cent of US levels.

There’s no state funding for political parties and no proper regulation of party finances. 75 per cent of party funding comes from ‘unknown’ sources, including tax-free electoral bonds bought from the state-owned Bank of India (SBI) and anonymously deposited into the parties’ registered bank accounts. An estimated one-quarter of total election campaign expenditure goes directly to voters as cash and gifts. The upshot is that in Modi’s India parliament becomes a place of business deals, organised crime and ‘resort politics’ (an Indian specialty: party bosses buying off recalcitrant lawmakers in luxury hotel hideaways).1 Following the 2019 elections, unsurprisingly, 43 per cent of MPs in the directly elected Lok Sabha had declared criminal cases against them (self-declaration is an election rule); 29 per cent confessed to ‘serious’ criminal charges, which include murder, attempted murder, kidnapping, rape and other crimes against women.

India’s controversial new ‘temple of democracy’ (Narendra Modi) opened in May 2023 (Press Information Bureau on behalf of Ministry of Parliamentary Affairs, Government of India).

The Indian case shows how, in the name of democracy, parliaments can slowly degrade into mere meetings of more or less corrupted souls. The old saying that the word politics comes from poly, meaning many, and ticks, meaning bloodsucking parasites, then applies with a cruel vengeance. The decadence is perfected when parliaments fall victim to executive capture, to what Thomas Jefferson originally called ‘elective despotism’. In more than a few of today’s democracies, the centre of gravity of government is shifting from parliaments towards media-spun presidential rule. Take note how growing numbers of political oligarchs do everything they can to prorogue their parliaments, take decisions without consultation, all the while ignoring calls for accountability. They boast, contradict themselves and lie with impunity. Their media performances are reality shows. Excrement without nutrient – commonly called bullshit – is their specialty.

When this colonization of parliaments happens, the spirit of the León cortes is replaced by the mantra of Charles de Gaulle: that politics is much too serious a matter to be left to time-wasting, dithering politicians. The trend resembles a slow-motion coup d’état. It is backed by tactics such as government whipping, gag orders, gerrymandering and voter deregistration, emergency rule, compulsory budget limits, and the punishment of dissenting members. There are also kickbacks and favours and, lest we underestimate, sly efforts to outflank parliaments and silence their committees with the help of hand-picked, loyal bureaucrats, journalists, judges and other high officials, as Donald J. Trump attempted during his post-2016 presidency.

Things grow worse when populist parties and their demagogues get their paws on the levers of government. Populism accelerates the transition to elective despotism. Populists like Erdoğan, Kais Saied, Vučić, López Obrador and Kaczyński favour executive rule. They have a taste for prorogued legislatures, or what the English used to call rump parliaments: chambers that resemble chunks of rotting meat infected with maggots, parliamentary representatives who in the name of the people do little more than serve their executive masters on bended knees.

Things grow much worse when populist governments de-regulate, privatize and commodify public services. When neo-liberalism gets the upper hand, parliaments are blindsided. They become complicit in the growth of what should be called democracy exclusion zones: self-regulating banks, lawless tax havens, secret military-industrial complexes, and buccaneer data-harvesting media corporations which elude parliamentary scrutiny and legislative restraint.

The final part discusses the future of parliaments as watchdogs. Please continue reading here.


About the author

John Keane is Professor of Politics at the University of Sydney and Professorial Fellow at the WZB (Berlin). His latest book is The Shortest History of Democracy (2022), which has already been published in more than 12 languages.


  1. See Chowdhury & Keane (2021), To Kill a Democracy, Oxford University Press. ↩︎
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Why Parliaments? Part 1

The invention of the cortes model

By John Keane

This is the first part of a keynote address, delivered in the presence of King Felipe VI, at the conference to commemorate the International Day of Parliamentarism hosted by the Inter Pares: EU Global Project to Strengthen the Capacity of Parliaments (Cortes Generales, León, Spain, June 30, 2023).

The second part of the keynote discussing past and current threats to parliaments can be read here and the third part on the future of parliaments as watchdogs here.

Cloisters of San Isidoro, the place where the first cortes met in León, northern Spain, in 1188 CE (John Keane).

More than eight centuries ago, in these magnificent sandstone cloisters where we are gathered, a young king convened the world’s first parliament of representatives. The beginning was breathtakingly unexpected, a surprise so startling and precious that later generations jostled to lay claim to its fame. In England, politicians and historians have long been fond of saying that their House of Commons is the Mother of Parliaments. The ‘little room’ in London’s Palace of Westminster, said Winston Churchill a century ago, serves as ‘the shrine of the World’s liberties’. The parliamentary historian and aspiring Liberal politician A.F. Pollard repeated the claim that parliaments were ‘incomparably the greatest gift of the English people to the civilization of the world’. My La Vida y Muerte de la Democracia (2018) politely questioned this English prejudice. It showed how, in the spring month of March 1188, in the walled, former Roman town of León, a full generation before King John’s Magna Carta of 1215, Alfonso IX did something extraordinary: he invented an instrument of government soon to be called a cortes, or parliament. A politically autonomous space where differences of opinion were freely debated and laws made peacefully based on negotiated agreements among representatives of various social interests drawn from a wide geographic radius.

The remarkable invention came laced with ironies. The cortes was among Europe’s first precious gifts to the world of modern representative democracy, yet the unfashionable word ‘democracy’ played no role in its birth. The world’s first parliament stood for the open acceptance of differences, yet it was a child of recolonisation and empire building. Its birth was a moment in the Reconquista, a bitter military struggle of Christians to snatch fields and towns from the Muslims of northern Iberia, to set Spain on a course to become the greatest political power in early modern Europe.

At the epicentre of these ironies stood King Alfonso IX of León (1188-1230). At the ripe age of seventeen, returning from exile in Portugal, he accepted the crown of a kingdom beset with military, monetary and morale troubles. The young king was inexperienced, wet behind the ears, but he caught his doubters and foes off guard. He sprang a big surprise. Was he the bullfighter so sure of his coming demise that fear lost its grip and courage enabled his fightback? Did exile teach him the art of historical timing, the precious sixth sense of knowing what will work and what won’t work in any given circumstance? Had he been inspired by the royal meeting (curia) convened in neighbouring Castile the year before, when town representatives (maiores) were among the dignitaries who assembled to confirm the right of accession to the throne of Queen Berenguela, whom he later married? We can’t be sure.

Representatives (known as procuradores) at the León cortes of 1188 (John Keane).

What’s clear is that Alfonso chose to fight his way out of a tight corner by convening a first-ever meeting with representatives of the leading local estates. Gambling with his crown, making compromises that might have destroyed his kingly powers, young Alfonso IX turned to the local nobility, the warrior aristocrats who were committed in their bones to the reconquest of their lands. He called as well on the bishops of the church, the estate that saw itself as the guardian of souls, and the spiritual protector of God’s lands; and he summoned the citizens of the towns (cives), moneyed ‘good men’ (boni homines) respected for their role as elected officers of the town councils called fueros.

It was from inside this medieval triangle comprising the nobles, bishops and urban citizens – the representatives of soldiers, souls and money – that the modern practice of parliamentary representation was born. It was one of those magical moments when the participants couldn’t possibly have known the world-historical significance of what they were doing.

What happened in León wasn’t breaking news. This wasn’t yet the age of breaking news, but the first-ever cortes, as contemporaries soon christened it, radically altered the poetry of politics. It gave a new meaning to the word itself, which until then had been the local term for both the town where a king resides and a city council whose representatives made proposals and demands and granted services to a monarch.

As for the word representation (procurador), there’s an outside chance that locals had absorbed the notion from local Muslims, for whom a legal representative (wākil) was a religious judge chosen by a merchant to act in his stead, for instance handling his lawsuits and acting as the merchant’s banker and postmaster.

The members of the first cortes were certainly familiar with the Latin term procurator. It referred to a man who acts as an agent of another man, with his consent. It referred to someone authorised to appear before a court to defend another person in a lawsuit or dispute. It was used as well to speak of an official (known as the procurador general) who took care of the property and wellbeing of the city, or who acted as a guardian of the interests of the poor (procurador de pobres).

A great refusal

The León parliament transformed the language of politics. It was also a great refusal of divine, absolute monarchy. This cortes was no gathering where monarchs waved the flags of courtly pomp to impress their subjects on bended knee. Against the backdrop of war, the old medieval custom of convening meetings such as the German Hoftage and English witanegemots to swear fealty to a sovereign’s will was cast aside. Tough bargaining among conflicting social interests in the presence of the monarch was the new custom. A parliamentary monarchy was born.

The first parliament was held in the cloisters of the church of San Isidoro, named in honour of the good bishop of Seville famous for his maxim that only those who govern well are true monarchs. It produced up to fifteen decrees (the authenticity of several is disputed) that together amounted to something like a constitutional charter.

The king promised that in matters of war and peace, pacts and treaties he would hereon consult and accept the advice of the bishops, nobles and ‘good men’ of the towns. It was agreed that property and security of residence were inviolable. The representatives accepted that judicial proceedings and the laws they produced would be respected; and that the king’s realm would be guided, wherever possible, by the good customs (mores bonos) and general laws inherited from earlier times – the so-called Book or Liber Iudicorum from the time of the Visigoths. It was also agreed that there would be future assemblies of the king and the estates.

We need to pay attention to the profound historical and political significance of what happened in León. The assembly was the first recorded gathering of all three estates; the interests of the towns had hitherto been ignored in meetings convened by the monarchs of the region. We could say that the surprise inclusion of the towns was the beginning of many centuries of social and political struggle to equalize parliamentary representation – a struggle that’s nowadays still unfinished. But there was more.

This assembly of representatives of the nobility, church and towns promised a new way of governing. The cortes method of handling power supposed that guarantees of fair play could foster political deals among conflicting interests, thus avoiding the use of naked force. In striking contrast, say, to ancient Athens, where citizens feared division and supposed that democracy required a unified sense of political community, the cortes rested on the opposite precept: on the inevitability of competing and conflicting interests. And, for the sake of the common good, the desirability of forging peaceful compromises among them.

Putting things more abstractly, we could say that the cortes redefined politics in four ways. Its embrace of representation had insurgent, disruptive effects. It sharpened people’s sense of the contingency or alterability of power relations. The cortes questioned arbitrary power. It radicalised the old feudal notion of the contractual right of vassals to resist unjust treatment by their overlords. The cortes encouraged representatives to muster the courage to tell the king to go to hell.

Well before the age of party politics, the cortes also underlined the point that representatives don’t necessarily share the same realities and that parliaments are therefore spaces in which reality itself becomes contestable and negotiable. The cortes anticipated Cervantes. It destroyed the metaphysics of reality: within its walls, representatives affirmed that things always have at least two sides- that the windmills of hard reality are inescapably shaped by interpretations that lend them significance.

But the cortes had a third important effect: it offered the possibility of turning disagreements about reality into binding agreements in support of a common good. During these years, Spain was not yet a country. It was very much an invertebrate polity, to use the words of Ortega y Gasset, a space paralysed by social divisions, rebellions and threats of war. The cortes offered a positive alternative: combining social divisions into a more integrated polity, supported by people with straightened spines; a people bound together by their reliance upon parliamentary negotiations and agreed laws backed by the king.

Finally, the cortes created the space for long-distance government. It widened its footprint. It improved the chances of reaching workable agreements among otherwise mutually hostile groups by limiting the numbers of decision makers, some of whom were required to travel great distances. The cortes showed that representative governments could rule their subjects at arm’s length without losing their trust and consent. The government of large territories was possible exactly because the representatives involved in making decisions were entitled to snap at the heels of the monarch, to defend their respective interests in his presence.

The next part discusses past and current threats to parliaments. Please continue reading here.


About the author

John Keane is Professor of Politics at the University of Sydney and Professorial Fellow at the WZB (Berlin). His latest book is The Shortest History of Democracy (2022), which has already been published in more than 12 languages.

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Parliamentary scrutiny: what is it, and why does it matter?

Parliamentary scrutiny is at the heart of UK politics. In this post, Meg Russell and Lisa James examine the four key methods of parliamentary scrutiny, and offer proposals on how to strengthen itcalling for better behaviour by government and strong engagement from backbenchers.

Background

Parliament lies at the heart of UK politics. The legislature is a core institution in any democracy, but is particularly important in the UK, due to our tradition of ‘parliamentary sovereignty’. The government is dependent on the confidence of the House of Commons, which can potentially remove it from office. Parliamentary consent is required for primary legislation, and parliament is a particularly central and important body in holding ministers to account day-to-day.

This makes scrutiny – the detailed examination of policy proposals, actions and plans – one of the essential roles of parliament. Other functions include representation, and serving as a space for national debate – which in turn feed into parliament’s scrutiny function.

This briefing summarises why parliamentary scrutiny matters, what different kinds of parliamentary scrutiny exist at Westminster, some recent concerns about the decline of scrutiny, and ways in which it can be protected and strengthened.

Why does parliamentary scrutiny matter?

The government is responsible for much day-to-day decision-making, in terms of national policy formulation and implementation. But the government itself is not directly elected, and depends for its survival on the continued confidence of the House of Commons. This makes parliament one of the central checks and balances in the constitution – arguably the most central one of all. To provide government accountability, one of the core functions of parliament is scrutiny.

Parliament is a very public arena, with debates televised and transcribed on the public record. Hence parliamentary scrutiny means that ministers must justify their policies in front of an audience, which provides transparency and accountability, and helps to ensure that policies are seen as legitimate.

Crucially, parliament contains many and varied political voices. MPs are elected from diverse constituencies all over the UK, and represent different political parties. The House of Lords includes members from a wide range of backgrounds, many of whom are independent of political party, and some of whom are respected experts in their field. Parliamentary debates, and other mechanisms such as committee calls for evidence, also enable specialist groups and individual citizens to hear about policy and feed in their expertise, evidence and concerns. All of this ensures that different perspectives are heard in parliament when considering government policy.

The mere existence of parliamentary scrutiny, given its public nature and diverse contributors, can have an important effect. Even where nothing visibly changes as a result (e.g. if a government bill remains unamended) studies show that ‘anticipated reactions’ are important. Policy is more carefully thought through because ministers and officials know that it will be scrutinised by parliament. Hence scrutiny improves the quality of decision-making; and if it is lacking, policy may be poorer as a result.

What are the key forms of parliamentary scrutiny?

Scrutiny takes place both in the Commons and in the Lords, and both on the floor of the chamber and in various kinds of committees. At Westminster, even processes not focused directly on government policy require a ministerial response. Scrutiny and accountability thereby come through numerous mechanisms. These same forums also to some extent subject opposition parties to scrutiny, in the sense that they too must set out their own views on the public record.

The key forms and venues for scrutiny are set out below. In a number of these areas there have been recent concerns expressed about weakness or decline in scrutiny, which deserve attention.

1. Scrutiny of legislation

Most obviously, parliament conducts scrutiny of government legislation, and also of private members’ bills, with slightly different mechanisms operating in the Commons and the Lords.

Despite occasional backbench rebellions resulting in visible government climbdowns, scrutiny in the Commons is often seen as weak. But this can be overstated, given that ministers think carefully about the acceptability of bills to MPs before they are introduced. Changes in the Lords also often respond to concerns raised (including behind the scenes) in the Commons.

Nonetheless, adequate bill scrutiny depends on government cooperation. Ministers must ensure that bills are in good shape before introduction, and (given government’s extensive control of the Commons agenda) allow sufficient time for debate. They also need to be willing to listen and respond to reasonable points made by parliamentarians. There have been recent concerns about bills being rushed, and about late government amendments.

There are various known weaknesses in the legislative scrutiny process. Commons public bill committees are temporary and nonspecialist, unlike in many other legislatures, and the process of evidence-taking could be improved. Meanwhile, there is no formal evidence-taking stage for bills introduced in the Lords, or that have their committee stage in the Commons on the floor. This limits opportunities for expert input.

Perhaps the biggest concern in recent years has been about the growing use of delegated (or ‘secondary’) legislation, and increasing powers delegated to ministers in bills. This legislation receives very limited parliamentary scrutiny, raising clear accountability gaps if it implements major policy. Particular controversies emerged in this area during the Covid-19 pandemic, but overuse of delegated legislation has long been criticised, including by parliamentary committees, and expert groups such as the Hansard Society.

2. Parliamentary questions and government statements

Written and oral questions in both chambers put ministers on the spot about policy. Aside from scheduled questions, more ad hoc urgent questions allow sustained questioning on a topic, and their use has grown in recent years. Voluntary government statements take a similar form – and when not offered on key topics may trigger an urgent question.

Prime Minister’s Questions (PMQs) are the highest profile forum and have long been subject to criticism for their ‘bearpit’ and adversarial nature. They attract attention, but are unrepresentative of most forms of questioning, which can be more constructive but are lower profile. There are regular calls to reform PMQs but even they may have important ‘anticipated reactions’ functions.

The Cabinet Manual states that ‘the most important announcements of government policy should, in the first instance, be made to Parliament’, but there have been many recent complaints about ministers flouting this rule. This again occurred particularly frequently during the pandemic, but has continued – often to the displeasure of the Commons Speaker. Making major announcements outside parliament denies the opportunity for the kind of sustained questioning and democratic accountability that occurs when making announcements to MPs. Follow-up statements or urgent questions sometimes follow, but may be lower profile.

3. Opposition, backbench and adjournment debates

Parliament holds various kinds of debates in non-government time, including Commons backbench business debates, opposition day debates and adjournment debates. Irrespective of the topic, ministers must always appear and explain the government’s position, creating additional accountability. Often such debates are directly focused on government policy, and/or on topics that ministers would prefer to avoid.

Backbench business debates and opposition day debates may result in a vote on a substantive motion. In recent years there have been criticisms of the government’s relatively new practice of instructing MPs to abstain on opposition motions. Although decisions in these votes are not enforceable, the House of Commons Public Administration and Constitutional Affairs Committee, has suggested that this shows a ‘lack of respect for the House’.

These two forms of debate are guaranteed a minimum number of days per session in standing orders. But recent years have seen a number of long sessions (2010–12, 2017–19, 2019–21), which gives excessive control to the government over their scheduling.

4. Select committees

The select committees are seen as jewels in Westminster’s crown. They are unusual in international terms for conducting extensive and careful non-legislative scrutiny, for their nonpartisan ethos, and for generally producing unanimous reports. Committees in the Commons mostly shadow government departments, while those in the Lords are more crosscutting.

Committees gather expert and other evidence (including some recently using citizens’ assemblies to elicit considered public views). Ministers are often called to give evidence to the committees, as well as the government being required to respond to their reports. There have been occasional concerns about ministers cancelling committee appearances, but this is the exception.

Research shows that, while the select committees have little ‘hard power’ to force changes, they can be influential through putting topics onto the political agenda, feeding valuable evidence into wider debates, and having an ‘anticipated reactions’ effect – through forcing ministers to consider policy carefully, because they know they may have to publicly explain it to committees later.

In the Commons, select committee structures are routinely changed when government departments are reorganised. This can cause concerns – for example most recently when the abolition of the International Trade Committee left little opportunity for scrutiny by MPs of important international agreements (though such scrutiny remains in the Lords).

How can parliamentary scrutiny be strengthened?

There have been some welcome changes to mechanisms for parliamentary scrutiny in relatively recent years, such as the election of House of Commons select committee members and chairs (since 2010), and introduction of evidence-taking by Commons public bill committees (in 2006).

But this briefing has mentioned various weaknesses in parliamentary scrutiny processes, including recent concerns about decline – for example through primary legislation being rushed or subject to late government amendments, and an overreliance on delegated legislation. Recent polling shows that the public wants new laws to be subject to full parliamentary scrutiny. Improved government behaviour could make a good deal of difference in this area, but the Hansard Society has also proposed procedural changes.

Proposals exist for strengthening Commons public bill committees – e.g. by injecting greater permanence and specialism – and for publishing more government bills in draft. The Commons Procedure Committee has proposed improvements to the private members’ bill process.

Government control of the House of Commons agenda creates weaknesses, including over the timetabling of bills, ministers’ ability to withhold backbench and opposition days, and parliament’s inability to recall itself from recess. The Constitution Unit has proposed changes in this area.

Fundamentally, improved scrutiny depends on better behaviour by government, but also on strong engagement by backbenchers and other non-government parliamentarians. Even seemingly ‘toothless’ scrutiny mechanisms can have important effects, by subjecting government policy to public exposure and debate. Both government and non-government parliamentarians therefore have important responsibilities to maintain the system of parliamentary scrutiny – in order to uphold good quality government decision-making, and the legitimacy of politics in the eyes of the public.

This blog is part of the UCL Constitution Unit’s briefing series designed to inform policy-makers and the public about key constitutional issues and democratic debates. Our briefings draw on international evidence and examine both long-term trends and current developments in the UK. This is part of our project on constitutional principles and the health of democracy.

It was originally published on the Constitution Unit’s blog and is re-published here with thanks.

About the authors

Meg Russell FBA is Professor of British and Comparative Politics at UCL and Director of the Constitution Unit.

Lisa James is a Research Fellow at the Constitution Unit.